Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Braun is a financial advisor with Fifth Third Securities, Inc. in LOUISVILLE, KY. Troy has been in the industry since 1989 and holds multiple licenses and certifications, including Series 7, 63, 66, 8, 9, 10, 99TO and SIE. Troy has experience working with high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, pension and profit sharing plans, pooled investment vehicles, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
04/24/2014 - Present
Fifth Third Securities, Inc. (LOUISVILLE KY)
KY
08/29/2008 - 01/04/2013
PURSHE KAPLAN STERLING INVESTMENTS (LOUISVILLE KY)
KY
01/10/2005 - 08/22/2008
NORTHEAST SECURITIES, INC. (LOUISVILLE KY)
KY
06/20/1989 - 02/04/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BOTH
Issued 4/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/5/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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