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Troy William Gaul

D.a. Davidson & Co.

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About Troy William Gaul

Troy Gaul is an investment advisor representative with D.a. Davidson & Co.. Troy has been in the securities industry since 1992. Troy holds the Series 63, Series 65, Series 7 and SIE licenses. Troy has been registered with D.a. Davidson & Co. since 2014. Troy is also registered as an Investment Advisor Representative in Oregon and Texas. Before joining D.a. Davidson & Co., Troy worked for Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Piper Jaffray & Co., U.S. Bancorp Investments, Inc., U.S. Bancorp Securities and Paulson Investment Company, Inc..

Firm Information

Troy Gaul is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Troy Gaul’s Registration & Firm History

OR

08/14/2018 - Present

D.a. Davidson & Co. (SALEM OR)

OR

01/03/2011 - 01/24/2014

WELLS FARGO ADVISORS, LLC (SALEM OR)

OR

06/30/2006 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (EUGENE OR)

OR

11/16/1998 - 07/10/2006

PIPER JAFFRAY & CO. (SALEM OR)

MN

09/03/1997 - 11/16/1998

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

OR

09/23/1993 - 09/03/1997

U.S. BANCORP SECURITIES (PORTLAND OR)

OR

04/20/1992 - 06/07/1993

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

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Licenses & Designations

IA

Issued 12/14/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/30/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Troy William Gaul. Review regulatory record here.
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