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Troy William Clark

Stephens

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About Troy William Clark

Troy Clark is a financial advisor with Stephens, a firm that specializes in providing financial services to a wide range of clients, including high-net-worth individuals, corporations, and government entities. Troy is a highly experienced and knowledgeable financial advisor with over 30 years of experience in the industry. Troy has a deep understanding of the investment markets and a commitment to providing personalized advice and service. Troy is dedicated to helping clients achieve their financial goals.

Firm Information

Troy Clark is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Troy Clark’s Registration & Firm History

AR

03/21/2014 - Present

Stephens (LITTLE ROCK AR)

AR

04/22/1996 - 04/17/2001

STEPHENS INC. (LITTLE ROCK AR)

NA

08/02/1995 - 03/04/1996

PORTFOLIO MANAGEMENT, INC.

AR

05/23/1995 - 07/22/1995

LLAMA COMPANY (FAYETTEVILLE AR)

NA

08/17/1987 - 10/24/1988

BOWMAN & COMPANY INCORPORATED

NA

07/25/1987 - 07/28/1987

LANDMARK GOVERNMENT SECURITIES, INC.

NA

01/15/1987 - 07/28/1987

LANDMARK INVESTMENTS, INC.

NA

11/01/1983 - 01/23/1986

LANDMARK INVESTMENTS, INC.

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Licenses & Designations

IA

Issued 11/07/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 12/09/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/09/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/29/2006

Series 3 - National Commodity Futures Examination

BC

Issued 08/01/1996

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 05/22/1995

Series 7 - General Securities Representative Examination

BC

Issued 10/28/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Troy William Clark.
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