Unclaimed
Troy Bender is a financial advisor with Cambridge Investment Research Advisors, Inc. Troy has been in the financial services industry since July 15, 1989, with experience in various firms including BANCWEST INVESTMENT SERVICES, INC., BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC., VALIC FINANCIAL ADVISORS, INC., WADDELL & REED, INC., and more. Troy holds several licenses including Series 6, 7, 24, 26, 63, and 65. Troy's specializations include investment strategies, retirement planning, college planning, and more. Cambridge Investment Research Advisors, Inc. is a full-service financial advisor offering a wide range of products and services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
09/23/2014 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
MO
12/06/2013 - 09/30/2014
BANCWEST INVESTMENT SERVICES, INC. (KANSAS CITY MO)
MO
12/19/2012 - 12/09/2013
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (GLADSTONE MO)
KS
12/13/2011 - 10/25/2012
VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
MO
03/25/2010 - 12/20/2011
WADDELL & REED, INC. (INDEPENDENCE MO)
KS
07/17/2009 - 04/09/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (LARNED KS)
MO
07/07/1999 - 05/11/2009
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CA
09/16/1998 - 07/09/1999
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NE
07/17/1996 - 02/07/1997
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
NJ
03/23/1987 - 02/26/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/15/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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