Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Haugen is a financial advisor at Osaic Wealth, Inc. with over 20 years of experience in the industry. Troy specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Troy has held previous positions at TRIAD ADVISORS LLC, LPL FINANCIAL LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., MCDONALD INVESTMENTS INC., and FINANCIAL WEST GROUP. Troy is registered with FINRA and holds Series 7, 24, and 63 licenses. Troy is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/23/2024 - Present
Osaic Wealth, Inc. (Scottsdale AZ)
AZ
01/02/2019 - 08/23/2024
TRIAD ADVISORS LLC (Scottsdale AZ)
AZ
08/26/2011 - 12/31/2018
LPL FINANCIAL LLC (SCOTTSDALE AZ)
OR
06/01/2009 - 09/14/2011
MORGAN STANLEY SMITH BARNEY (PORTLAND OR)
OR
12/18/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
OR
06/01/2005 - 01/12/2007
MCDONALD INVESTMENTS INC. (PORTLAND OR)
OH
06/06/2003 - 01/21/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NV
06/15/2001 - 03/10/2003
FINANCIAL WEST GROUP (RENO NV)
CA
11/09/1999 - 06/18/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
IA
Issued 09/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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