Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Vaughan is an investment advisor representative with LPL Financial LLC and has been in the industry since 2012. Troy is registered with the state of Florida and Texas, and holds several industry certifications including Series 7, Series 24, Series 4, Series 52TO, Series 53, and Series 99TO. Prior to joining LPL Financial LLC, Troy worked for J.W. COLE FINANCIAL, INC., SIGNATOR INVESTORS, INC., and TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/12/2024 - Present
LPL Financial LLC (TAMPA FL)
FL
11/09/2017 - 04/01/2024
J.W. COLE FINANCIAL, INC. (TAMPA FL)
FL
05/13/2016 - 11/08/2017
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
FL
05/30/2014 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
03/26/2012 - 05/29/2014
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 08/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/2021
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 11/30/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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