Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Seiler is a financial advisor registered with Wells Fargo Investment Institute, Inc.. Troy has over 30 years of experience in the financial services industry. Troy is licensed to provide investment advice in North Carolina. Troy has a strong understanding of the investment markets and a commitment to providing clients with personalized financial advice. Troy is also a registered principal and has passed the Series 7, 9, 10, 24 and 66 exams. Troy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/24/2022 - Present
Wells Fargo Investment Institute, Inc. (CHARLOTTE NC)
CO
07/17/2013 - 12/31/2013
THE LEADERS GROUP, INC. (LITTLETON CO)
NC
10/05/2010 - 08/18/2011
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
10/23/2009 - 09/30/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
12/08/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/21/2003 - 10/29/2003
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
NY
10/19/2001 - 07/28/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
09/25/2000 - 10/22/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
PA
08/26/1995 - 09/29/2000
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
PA
02/26/1992 - 04/07/1999
DAUTRICH, SEILER FINANCIAL SERVICES, INC. (NAZARETH PA)
MN
05/07/1991 - 02/07/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/07/1991 - 02/07/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/1992
Series 24 - General Securities Principal Examination
BC
Issued 05/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Troy Seiler is the right advisor for you? Invested Better is here to help.
