Unclaimed
Troy Prangley is a financial advisor with Fidelity Brokerage Services LLC. Troy's experience in the financial industry began on August 5, 2014. Troy has passed the Series 7, Series 9, Series 10, Series 63, and SIE exams, demonstrating a broad knowledge of the securities industry. Troy is currently registered with FINRA and holds multiple designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
08/06/2014 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 08/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/22/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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