Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Paul Prochazka is a registered representative with Charles Schwab & CO., Inc. Troy Paul Prochazka has been in the financial services industry since December 28, 2000. Troy Paul Prochazka is also a registered investment advisor representative with Charles Schwab & CO., Inc. Previously, Troy Paul Prochazka was registered with Fidelity Brokerage Services LLC, TD Ameritrade, Inc., Legg Mason Investor Services, LLC and Dreyfus Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
08/22/2022 - Present
Charles Schwab & CO., Inc. (Mount Sinai NY)
NY
07/12/2013 - 11/02/2020
FIDELITY BROKERAGE SERVICES LLC (LAKE GROVE NY)
NY
04/06/2009 - 07/16/2013
TD AMERITRADE, INC. (MELVILLE NY)
NY
11/08/2006 - 12/22/2008
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
11/30/1999 - 10/20/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 04/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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