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Troy N Ganow

Houlihan Lokey Capital, Inc.

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About Troy N Ganow

Troy Ganow is a financial advisor registered with Houlihan Lokey Capital, Inc. Troy has been in the industry since 2017 and holds the Series 7, Series 63, Series 79, and SIE licenses. Troy has previously worked at Stephens and Robert W. Baird & Co. Incorporated.

Firm Information

Troy Ganow is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Ganow’s Registration & Firm History

TX

03/24/2021 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

TX

07/28/2020 - 03/01/2021

STEPHENS (DALLAS TX)

WI

07/19/2017 - 07/31/2020

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Troy N Ganow.
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