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Troy Mocorro Madres

Morgan Stanley & Co. LLC

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About Troy Mocorro Madres

Troy Madres is a financial advisor with over 15 years of experience in the industry. Troy is currently registered with Morgan Stanley & Co. LLC and has previously held positions at Estrada Hinojosa & Company, Inc., First Southwest Company, and J.P. Morgan Securities Inc. Troy holds several licenses and registrations, including Series 7, Series 50, Series 63, Series 52TO and Series 79TO. Troy is registered in all 50 states and the District of Columbia.

Firm Information

Troy Madres is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Madres’s Registration & Firm History

TX

02/09/2018 - Present

Morgan Stanley & Co. LLC (Austin TX)

TX

05/12/2014 - 02/26/2018

ESTRADA HINOJOSA & COMPANY, INC. (AUSTIN TX)

TX

01/09/2009 - 04/28/2014

FIRST SOUTHWEST COMPANY (AUSTIN TX)

NY

10/01/2008 - 02/03/2009

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

11/26/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 11/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Troy Mocorro Madres.
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