Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Michael Hefta is a financial advisor with LPL Financial LLC. Troy has been in the securities industry since December 12, 1990. Troy holds a Series 6, 7, 63 and 65 licenses. Troy also holds a SIE license. Prior to joining LPL Financial LLC, Troy worked at Securities America, Inc. and Allied Beacon Partners, Inc. Troy's office is located at 624 Main Ave, Suite #3, Fargo, ND.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
04/07/2021 - Present
LPL Financial LLC (FARGO ND)
ND
07/19/2013 - 01/31/2019
SECURITIES AMERICA, INC. (FARGO ND)
ND
10/03/2011 - 07/18/2013
ALLIED BEACON PARTNERS, INC. (FARGO ND)
ND
08/02/2002 - 09/30/2011
WORKMAN SECURITIES CORPORATION (FARGO ND)
CA
01/02/1992 - 08/05/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
12/10/1990 - 12/31/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
IA
Issued 12/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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