Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Marvin Rossow is a financial advisor registered with Columbia Management Investment Advisers, LLC. Troy has been in the financial services industry since 2007. Troy is registered to provide investment advisory services in Minnesota and is registered as a broker-dealer in 53 states and the District of Columbia. Troy has been active in the financial services industry for over 15 years and is a Certified Financial Planner. Troy has also worked with Foreside Financial Services, LLC, BMO Investment Distributors, LLC, RBC Dain Rauscher Inc., CMP Equities, Inc., Intercap Financial Corporation, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
01/10/2022 - Present
Columbia Management Investment Advisers, LLC (Minneapolis, MN)
MN
01/02/2020 - 12/20/2021
FORESIDE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
01/08/2016 - 12/31/2019
BMO INVESTMENT DISTRIBUTORS, LLC (MINNEAPOLIS MN)
NY
08/05/2002 - 08/19/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
04/15/1991 - 08/12/1994
CMP EQUITIES, INC.
NA
03/15/1988 - 10/17/1990
INTERCAP FINANCIAL CORPORATION
NA
01/06/1987 - 01/04/1988
PRUCO SECURITIES CORPORATION
BC
Issued 02/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/05/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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