Unclaimed
Troy Martin Pittock is a registered representative and investment advisor representative with American Fidelity Securities, Inc., based in Oklahoma City, Oklahoma. Troy has been in the financial services industry since 1989. Troy holds Series 6, 7, 63, 65 and SIE licenses and is registered in several states, including Arizona, California, Iowa and Nevada. Troy previously worked for UBS Financial Services Inc. and Alpine Broker Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
06/18/2020 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
CA
03/16/1994 - 12/05/2006
UBS FINANCIAL SERVICES INC. (SAN MATEO CA)
CO
07/20/1989 - 04/21/1993
ALPINE BROKER SERVICES CORP. (ENGLEWOOD CO)
BC
Issued 06/23/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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