Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Marshall Rozich is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Troy is licensed to provide investment advice in both North Carolina and South Carolina. Troy has been in the financial services industry since April 20, 2001. Previously, Troy was with E*TRADE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, COASTAL DISCOUNT STOCKBROKERS, INC., AMERICAN GENERAL SECURITIES INCORPORATED, FRANKLIN FINANCIAL SERVICES CORPORATION, CUNA BROKERAGE SERVICES, INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Troy holds the Series 66, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
06/19/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
10/16/2006 - 08/11/2023
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
01/06/2005 - 10/02/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
NC
02/24/2004 - 12/31/2004
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
AZ
10/01/2002 - 09/05/2003
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
09/23/2002 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
08/15/2000 - 03/04/2002
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
01/21/2000 - 06/29/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/21/2000 - 06/29/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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