Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Malbon is a financial advisor currently affiliated with Ameriprise Financial Services, LLC. Troy has over 18 years of experience in the financial services industry. Troy holds licenses to operate in 14 states including Arizona, Arkansas, Connecticut, Florida, Maine, Massachusetts, Montana, New Hampshire, North Carolina, Oregon, Utah, Virginia and Wisconsin. Troy has also held past registrations with UBS Financial Services Inc and Edward Jones. Troy is a Series 7 and Series 66 licensed representative. Troy specializes in providing financial planning, portfolio management for individuals and businesses and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
10/30/2020 - Present
Ameriprise Financial Services, LLC (PORTLAND ME)
ME
06/28/2011 - 11/10/2020
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
ME
11/08/2005 - 06/29/2011
EDWARD JONES (YARMOUTH ME)
BOTH
Issued 02/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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