Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Hein is an investment advisor representative currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Troy has been in the industry since January 10, 2020 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since August 30, 2022. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Troy was an investment advisor representative with PARK AVENUE SECURITIES LLC and EDWARD JONES. Troy has passed the Series 66, Series 7TO and the SIE exams. Troy is also a Board Member of the Austin Golf Association. Troy's office is located at 501 S AUSTIN AVE in Georgetown, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/30/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GEORGETOWN TX)
TX
03/24/2022 - 05/16/2022
PARK AVENUE SECURITIES LLC (AUSTIN TX)
TX
09/21/2019 - 03/16/2022
EDWARD JONES (WACO TX)
BOTH
Issued 10/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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