Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Broadbent is an Investment Advisor Representative with J.p. Morgan Securities LLC. Troy has been in the industry since September 1995. Troy has been registered with J.p. Morgan Securities LLC since May 2024. Troy has also been registered with PNC Investments, E*TRADE SECURITIES LLC, MORGAN STANLEY, and KESTRA INVESTMENT SERVICES, LLC in the past. Troy holds licenses for both Broker/Dealer and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MD
05/23/2024 - Present
J.p. Morgan Securities LLC (Baltimore MD)
MD
10/27/2023 - 02/08/2024
KESTRA INVESTMENT SERVICES, LLC (Timonium MD)
DC
01/12/2023 - 10/20/2023
MORGAN STANLEY (WASHINGTON DC)
DC
05/14/2018 - 09/05/2023
E*TRADE SECURITIES LLC (WASHINGTON DC)
MD
10/09/2013 - 05/08/2018
PNC INVESTMENTS (BALTIMORE MD)
MD
05/03/2011 - 10/03/2013
SUNTRUST INVESTMENT SERVICES, INC. (PARKVILLE MD)
MD
02/09/2005 - 05/02/2011
M&T SECURITIES, INC. (BALTIMORE MD)
MO
10/01/2000 - 02/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
05/16/1996 - 01/01/1998
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NJ
10/11/1994 - 09/28/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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