Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Barta is an investment advisor representative registered with LPL Financial LLC. Troy has been in the financial industry since November 11, 1995. Troy is a certified financial planner. Troy has also worked as a broker with CUNA Brokerage Services, Inc. and Financial Network Investment Corporation. Troy is currently licensed in 21 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/18/2022 - Present
LPL Financial LLC (BROOKLYN CENTER MN)
MN
06/07/2004 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (BROOKLYN CENTER MN)
CA
07/23/1997 - 06/03/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
03/18/1996 - 06/17/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
06/26/1995 - 12/07/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 10/25/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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