Unclaimed
Troy Lynn Rames is a financial advisor registered with Raymond James & Associates, Inc. Troy has been in the industry since August 4, 2010. Troy has been registered with several other firms, including Stifel, Nicolaus & Company, Incorporated, Morgan Stanley, Raymond James Financial Services, Inc. and Citigroup Global Markets Inc. Troy holds licenses for the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
09/11/2023 - Present
Raymond James & Associates, Inc. (Sioux Falls SD)
SD
03/30/2016 - 09/13/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SIOUX FALLS SD)
SD
11/28/2012 - 04/19/2016
MORGAN STANLEY (SIOUX FALLS SD)
SD
12/12/2008 - 02/23/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (SIOUX FALLS SD)
SD
10/31/2007 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (SIOUX FALLS SD)
BOTH
Issued 12/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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