Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Lorenz Ott is a financial advisor with over 20 years of experience in the industry. Troy currently works with LPL Financial LLC, but previously has worked with several other firms, including Raymond James Financial Services, Inc., Cetera Investment Services LLC, Ameritas Investment Corp., Bancwest Investment Services, Inc., and U.S. Bancorp Investments, Inc. Troy holds several licenses and certifications, including Series 6, Series 7, Series 63, and Series 66. Troy focuses on providing a range of services, including financial planning, portfolio management, and retirement planning. Troy is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
08/10/2022 - Present
LPL Financial LLC (LINCOLN NE)
NE
06/14/2017 - 07/26/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (LINCOLN NE)
NE
07/19/2011 - 06/13/2017
CETERA INVESTMENT SERVICES LLC (LINCOLN NE)
NE
05/26/2011 - 07/22/2011
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NE
10/16/2009 - 05/11/2011
BANCWEST INVESTMENT SERVICES, INC. (LINCOLN NE)
NE
04/20/2007 - 08/27/2009
PRIMEVEST FINANCIAL SERVICES, INC. (LINCOLN NE)
NE
05/01/2001 - 04/16/2007
U.S. BANCORP INVESTMENTS, INC. (BEATRICE NE)
BOTH
Issued 04/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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