Unclaimed
Troy Landon Smith is a financial advisor registered with Momentum Independent Network Inc. and has been in the industry since October 2, 2006. Troy Landon Smith is currently licensed in 11 states and has a total of 24 state registrations. Momentum Independent Network Inc. is an investment advisor headquartered in Dallas, TX and has been in business for over 25 years. Troy Landon Smith is a Registered Representative for Momentum Independent Network Inc. Troy Landon Smith has experience providing financial advice to individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Troy Landon Smith has a wide range of investment products and services available to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/29/2019 - Present
Momentum Independent Network Inc. (SALADO TX)
TX
07/03/2008 - 07/13/2012
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
08/05/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
TX
05/16/2008 - 06/18/2008
WACHOVIA SECURITIES, LLC (ADDISON TX)
TX
08/28/2006 - 04/24/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/01/2006 - 07/25/2006
PRUCO SECURITIES, LLC. (AUSTIN TX)
BOTH
Issued 11/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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