Unclaimed
Troy Walker is a registered investment advisor representative with Centaurus Financial, Inc.. Troy is a seasoned financial professional, bringing over two decades of experience in the industry to his clients. He has a strong background in both legal and financial services, having served as an attorney in private practice and as a mayor of Draper City, Utah. Troy is committed to providing personalized financial guidance to help individuals and businesses reach their financial goals. He is registered to provide advisory services in Colorado, Nevada, New Mexico, Utah and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/31/2024 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
AZ
07/09/2002 - 09/19/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 02/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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