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Troy Kent Walker

Centaurus Financial, Inc.

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About Troy Kent Walker

Troy Walker is a registered investment advisor representative with Centaurus Financial, Inc.. Troy is a seasoned financial professional, bringing over two decades of experience in the industry to his clients. He has a strong background in both legal and financial services, having served as an attorney in private practice and as a mayor of Draper City, Utah. Troy is committed to providing personalized financial guidance to help individuals and businesses reach their financial goals. He is registered to provide advisory services in Colorado, Nevada, New Mexico, Utah and Wyoming.

Firm Information

Troy Walker is currently registered with Centaurus Financial, Inc.. Centaurus Financial, Inc. is a corporation formed in August 1992 and headquartered in Anaheim, California. The firm provides a variety of advisory services including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and wrap fee programs. Centaurus Financial, Inc. serves a wide range of clients including individuals, businesses, high-net-worth individuals, and corporations. The firm has regulatory assets under management exceeding $6.2 billion, including discretionary and non-discretionary accounts.
Centaurus Financial, Inc.

2300 EAST KATELLA AVE

ANAHEIM, CA 92806

$6.28B

Assets Under Management

Not reported

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Troy Walker’s Registration & Firm History

CA

07/31/2024 - Present

Centaurus Financial, Inc. (ANAHEIM CA)

AZ

07/09/2002 - 09/19/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 02/04/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/23/2020

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Troy Kent Walker.
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