Unclaimed
Troy Hokeness is a financial professional with over 20 years of experience in the securities industry. Troy is registered with Principal Securities, Inc. and holds the Series 6, Series 63, and SIE licenses. Troy has been actively registered in South Dakota since 2000 and is also registered in 15 other states, including Arizona, Arkansas, Colorado, Georgia, Indiana, Iowa, Kansas, Minnesota, Missouri, Nebraska, Oklahoma, Texas, Virginia, Wisconsin, and Wyoming. Troy provides financial planning and portfolio management services to individuals, businesses, and charitable organizations. Troy has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
SD
01/13/2000 - Present
Principal Securities, Inc. (SIOUX FALLS SD)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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