Unclaimed
Troy Jensen has been a financial professional since 1999 and currently holds a Series 7 and Series 63 registration with FINRA. Troy is also registered as a securities agent in Minnesota with Cantor Fitzgerald & Co. Previously, Troy was registered with Lake Street Capital Markets, LLC in Minnesota. Prior to that, Troy worked for Piper Sandler & Co., Thinkequity Partners LLC, Dougherty & Company LLC and RBC Dain Rauscher Inc. Troy Jensen holds the Series 87 and SIE exams in addition to his Series 7 and Series 63 registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
MN
04/29/2021 - 10/16/2023
LAKE STREET CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
06/01/2005 - 08/10/2020
PIPER SANDLER & CO. (MINNEAPOLIS MN)
CA
10/20/2003 - 05/23/2005
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
MN
01/13/2003 - 09/18/2003
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
NY
10/15/1998 - 12/31/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 12/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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