Unclaimed
Troy Aucoin is a financial advisor associated with Commonwealth Financial Network. Troy has 20 years of experience in the financial services industry. Troy has earned several securities licenses, including Series 7, Series 63, and Series 66. Troy holds the SIE license. The advisor specializes in offering financial advice to individuals, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Troy is registered to offer investment advice in Alabama, Colorado, Florida, Illinois, Louisiana, Mississippi, New Jersey, New York, Pennsylvania, South Dakota, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
06/18/2021 - Present
Commonwealth Financial Network (Baton Rouge LA)
LA
03/12/2002 - 06/17/2021
EDWARD JONES (BATON ROUGE LA)
BOTH
Issued 09/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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