Unclaimed
Troy Ambler is a financial professional with over 15 years of experience in the industry. Troy currently works for Allstate Financial Services, LLC. Previously, Troy has also been associated with The Leaders Group, Inc., The New Penfacs Inc., Park Avenue Securities LLC, Saybrus Equity Services, Inc, Lincoln Financial Distributors, Inc., AXA Advisors, LLC and Gunnallen Financial, Inc. Troy holds licenses for Series 66, SIE and Series 7 exams. Troy is registered with the state of Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
07/25/2018 - Present
Allstate Financial Services, LLC (MUNCIE IN)
CO
05/11/2017 - 12/31/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
MA
02/17/2015 - 08/18/2015
THE NEW PENFACS INC. (SOUTHBOROUGH MA)
NC
07/25/2013 - 04/09/2014
PARK AVENUE SECURITIES LLC (RALEIGH NC)
CT
08/24/2011 - 05/17/2013
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
NC
03/28/2007 - 08/12/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
03/07/2006 - 03/15/2007
AXA ADVISORS, LLC (RALEIGH NC)
FL
04/10/2003 - 02/03/2006
GUNNALLEN FINANCIAL, INC (TAMPA FL)
BOTH
Issued 12/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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