Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Watters is a registered representative with Northwestern Mutual Investment Services, LLC, headquartered in Milwaukee, Wisconsin. Troy holds the Series 7TO and Series 63 licenses. Troy has been in the financial services industry since February 2021. He is registered with the state of California as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
02/03/2021 - Present
Northwestern Mutual Investment Services, LLC (SACRAMENTO CA)
BC
Issued 02/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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