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Troy James Pond

Oneamerica Securities, Inc.

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About Troy James Pond

Troy Pond is a financial advisor at Oneamerica Securities, Inc., registered with the state of Arizona since 2018. Troy holds Series 7, 63, and 65 securities licenses, as well as the SIE exam. Troy has been in the financial services industry since 2014 and has worked with both Oneamerica Securities, Inc. and MML Investors Services, LLC in the past. Troy provides financial planning, portfolio management, and pension consulting services to individuals and businesses.

Firm Information

Troy Pond is currently registered with Oneamerica Securities, Inc.. Oneamerica Securities, Inc. is a corporation formed in 1969 and headquartered in Indianapolis, Indiana. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management for individuals and businesses, as well as selection of other advisors. The firm's regulatory assets under management total $264,377,933, with a total of 2,804 accounts. The firm is registered with the SEC and in all 50 states.
Oneamerica Securities, Inc.

ONE AMERICAN SQUARE

INDIANAPOLIS, IN 46282

$264.38M

Assets Under Management

7,938

Total Clients

716

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Troy Pond’s Registration & Firm History

AZ

06/19/2019 - Present

Oneamerica Securities, Inc. (Gilbert AZ)

AZ

03/25/2017 - 02/21/2018

MML INVESTORS SERVICES, LLC (GILBERT AZ)

AZ

01/14/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (TEMPE AZ)

AZ

02/07/2014 - 01/02/2015

AXA ADVISORS, LLC (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 01/19/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Troy James Pond.
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