Unclaimed
Troy Pond is a financial advisor at Oneamerica Securities, Inc., registered with the state of Arizona since 2018. Troy holds Series 7, 63, and 65 securities licenses, as well as the SIE exam. Troy has been in the financial services industry since 2014 and has worked with both Oneamerica Securities, Inc. and MML Investors Services, LLC in the past. Troy provides financial planning, portfolio management, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/19/2019 - Present
Oneamerica Securities, Inc. (Gilbert AZ)
AZ
03/25/2017 - 02/21/2018
MML INVESTORS SERVICES, LLC (GILBERT AZ)
AZ
01/14/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
02/07/2014 - 01/02/2015
AXA ADVISORS, LLC (SCOTTSDALE AZ)
IA
Issued 01/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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