Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy James Forman is a registered representative with Raymond James Financial Services Advisors, Inc. and has been in the industry since 1997. Troy has a Series 63, Series 7, Series 9, Series 10, and Series 4 license. Troy is licensed in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Michigan, Missouri, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Wisconsin, and Wyoming. Troy is also a registered Investment Advisor in Indiana and Texas. Troy also works as an officer and President of Forman Investments Services, Inc. and is the owner of Foxpointe Properties, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
02/08/2019 - Present
Raymond James Financial Services Advisors, Inc. (COLUMBUS IN)
SC
10/24/1997 - 02/03/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 10/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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