Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Harlan Paulsen is a financial advisor with LPL Financial LLC. Troy has been in the industry since 2004 and is registered in 53 states and the District of Columbia as well as Texas and California as an Investment Advisor Representative. Troy has a diverse range of experience and holds multiple licenses and certifications including Series 7, 63, 65 and 24. Troy specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. In addition to his work with LPL Financial LLC, Troy has previous experience with Crown Capital Securities, L.P. and Consolidated Brokerage Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/29/2024 - Present
LPL Financial LLC (Irvine CA)
CA
04/06/2004 - 03/18/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
IA
Issued 04/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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