Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Patton is a financial advisor with Stifel, Nicolaus & Company, Inc. Troy has over 30 years of experience in the financial services industry. Troy's experience includes positions at Sterne, Agee & Leach, Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., J.C. Bradford & Co., and Essex Company. Troy is licensed to sell securities in 44 states. Troy holds the Series 63, SIE and Series 7 licenses and specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/07/2015 - Present
Stifel, Nicolaus & Company, Inc. (MACON GA)
GA
09/26/2003 - 07/07/2015
STERNE, AGEE & LEACH, INC. (MACON GA)
MO
06/15/2002 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
07/12/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
04/02/1990 - 07/24/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
11/25/1987 - 04/12/1990
ESSEX COMPANY
BC
Issued 01/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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