Unclaimed
Troy Hammond is a financial advisor with over 30 years of experience in the industry. Troy currently works at World Investment Advisors, LLC where Troy is registered as a Registered Investment Advisor. Troy has previously worked at CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, NRP FINANCIAL, INC., BRECEK & YOUNG ADVISORS, INC., and ARAGON FINANCIAL SERVICES, INC. Troy has a broad range of experience in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/20/2015 - Present
World Investment Advisors, LLC (SANTA BARBARA CA)
CA
05/28/2015 - 05/15/2022
CAPFINANCIAL SECURITIES, LLC. (Santa Barbara CA)
CA
11/30/2010 - 05/15/2015
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
01/28/2008 - 11/30/2010
NRP FINANCIAL, INC. (SANTA BARBARA CA)
CA
02/10/2000 - 06/26/2008
BRECEK & YOUNG ADVISORS, INC. (SANTA BARBARA CA)
CA
07/24/1992 - 12/31/1999
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 02/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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