Unclaimed
Troy Braswell is a financial advisor with over 28 years of experience in the financial services industry. Troy is currently registered with Nylife Securities LLC and holds Series 6, 7, 22, 24, and 63 licenses. Troy has been registered in Kansas, Missouri, and Texas. Prior to joining Nylife Securities LLC, Troy was with HORNOR, TOWNSEND & KENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
10/31/2018 - Present
Nylife Securities LLC (OVERLAND PARK KS)
KS
11/17/2017 - 08/08/2018
HORNOR, TOWNSEND & KENT, INC. (OVERLAND PARK KS)
KS
06/07/1990 - 09/06/2017
NYLIFE SECURITIES LLC (OVERLAND PARK KS)
BC
Issued 06/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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