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Troy Gene Braswell

Nylife Securities LLC

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About Troy Gene Braswell

Troy Braswell is a financial advisor with over 28 years of experience in the financial services industry. Troy is currently registered with Nylife Securities LLC and holds Series 6, 7, 22, 24, and 63 licenses. Troy has been registered in Kansas, Missouri, and Texas. Prior to joining Nylife Securities LLC, Troy was with HORNOR, TOWNSEND & KENT, INC.

Firm Information

Troy Braswell is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Braswell’s Registration & Firm History

KS

10/31/2018 - Present

Nylife Securities LLC (OVERLAND PARK KS)

KS

11/17/2017 - 08/08/2018

HORNOR, TOWNSEND & KENT, INC. (OVERLAND PARK KS)

KS

06/07/1990 - 09/06/2017

NYLIFE SECURITIES LLC (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 06/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/1999

Series 24 - General Securities Principal Examination

BC

Issued 08/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/14/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/04/1990

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Troy Gene Braswell.
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