Unclaimed
Troy Fraser is a financial advisor currently registered with Allstate Financial Services, LLC in Parker, Colorado. Troy has been in the financial services industry since December 7, 2020 and holds the Series 63, Series 6TO, and SIE licenses. Troy has previously worked with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/10/2024 - Present
Allstate Financial Services, LLC (Parker CO)
CO
10/31/2022 - 03/19/2024
WELLS FARGO CLEARING SERVICES, LLC (BOULDER CO)
CA
08/22/2019 - 11/02/2021
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
BC
Issued 10/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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