Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Ryder is a financial advisor with over 25 years of experience in the industry. Troy is currently registered with Cetera Investment Advisers LLC and has previously worked at Investors Capital Corp., Morgan Stanley DW Inc., Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Troy holds several licenses and certifications including Series 7, Series 10, Series 31 and Series 63, and Series 65. Troy specializes in providing financial planning, pension consulting and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/21/2024 - Present
Cetera Investment Advisers LLC (SAN MATEO CA)
CA
10/10/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (SAN MATEO CA)
MA
08/01/2003 - 08/29/2006
MORGAN STANLEY DW INC. (DANVERS MA)
NY
09/11/1998 - 08/12/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/23/1997 - 09/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 9/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/5/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 7/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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