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Troy Eugene Grospitz

Charles Schwab & CO., Inc.

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About Troy Eugene Grospitz

Troy Eugene Grospitz is a financial advisor who has been in the industry since 2006. Troy is registered with Charles Schwab & CO., Inc. and has experience with PNC INVESTMENTS and TD AMERITRADE, INC. Troy is also licensed to provide investment advice in Arizona, California, Colorado, Florida, Illinois, Michigan, Nevada, New York, North Carolina, Oregon, South Carolina, Texas, Virginia, Washington, and Wisconsin.

Firm Information

Troy Grospitz is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Troy Grospitz’s Registration & Firm History

IL

01/06/2020 - Present

Charles Schwab & CO., Inc. (Northbrook IL)

IL

04/25/2013 - 07/09/2015

PNC INVESTMENTS (BUFFALO GROVE IL)

IL

04/27/2009 - 04/19/2013

TD AMERITRADE, INC. (CHICAGO IL)

IL

07/10/2006 - 04/15/2009

TRADESTATION SECURITIES, INC. (CHICAGO IL)

NY

01/31/1996 - 07/19/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 05/08/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/21/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/16/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2006

Series 3 - National Commodity Futures Examination

BC

Issued 07/07/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/23/1996

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Troy Eugene Grospitz.
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