Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Edward Woods is an investment advisor representative, licensed to provide financial advice in the state of Nebraska. Troy has been in the financial industry since May of 1991, and has a long history of experience with several firms, including Ameritas Investment Corp, Capital Analysts, Inc., and UMB Scout Brokerage Services, Inc. Currently, Troy is employed with TLG Advisors, Inc., and specializes in financial planning, educational seminars and portfolio management for individuals and pooled investment vehicles. Troy is registered with FINRA, the Nebraska Department of Banking and Finance, and the Iowa Insurance Division. Troy is also a principal and manager of Was Insurance LLC (DBA Element Insurance Partners) which provides insurance products to insurance agents and financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
09/27/2017 - Present
TLG Advisors, Inc. (Elkhorn NE)
NE
05/27/2015 - 09/12/2017
NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)
NE
10/27/2009 - 05/26/2015
AMERITAS INVESTMENT CORP. (OMAHA NE)
NE
09/05/2006 - 10/27/2009
CAPITAL ANALYSTS, INCORPORATED (OMAHA NE)
NE
09/07/2004 - 09/12/2006
PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)
MO
09/09/2004 - 11/02/2004
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
MO
12/20/2000 - 08/09/2004
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
OH
02/27/1996 - 12/20/2000
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MI
07/06/1993 - 03/14/1995
EQUITY BROKERAGE SERVICES, INC. (NORTHVILLE MI)
MN
04/25/1991 - 07/13/1993
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
IA
Issued 10/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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