Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Edward Caffey is a registered representative with Ameriprise Financial Services, LLC. Troy has been in the securities industry since 1991. Troy is also a registered investment adviser representative with Ameriprise Financial Services, LLC. Troy has a Series 7, Series 63 and Series 65 license and is registered in multiple states. Troy has experience working with a wide range of clients, including individuals, trusts, estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/02/2004 - Present
Ameriprise Financial Services, LLC (Webster TX)
MN
11/02/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
01/01/1999 - 11/08/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
08/25/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
NY
10/18/1996 - 08/15/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/01/1993 - 01/15/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WI
04/23/1992 - 02/08/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
08/06/1991 - 03/05/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/06/1991 - 03/05/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
10/25/1990 - 08/14/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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