Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Douglas Smith is a financial professional with over 9 years of experience in the industry. Troy is currently registered with Empower Financial Services, Inc., and has been with the firm since November 2019. Prior to that, Troy was with GWFS EQUITIES, INC. from September 2014 to April 2019. Troy holds the Series 6, 7 and 63 licenses, and the SIE exam. Troy is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
11/04/2019 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
KS
09/02/2014 - 04/09/2019
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
06/09/2010 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 06/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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