Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Douglas Horton is a financial advisor with over 29 years of experience in the industry. Troy has been with Ameriprise Financial Services, LLC since June of 2016. Previously, Troy worked at J.J.B. HILLIARD, W.L. LYONS, LLC from September 1998 to June 2016. Troy holds a Series 63 and a Series 65 license as well as Series 7 and SIE exams. Troy currently holds active licenses in Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, Michigan, New York, North Carolina, Ohio, Oregon, South Carolina, South Dakota, Texas and Washington. Troy specializes in investment advisory, financial planning, portfolio management for individuals, and business owners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
03/17/2022 - Present
Ameriprise Financial Services, LLC (Grand Rapids MI)
MI
09/24/1998 - 06/09/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (HOLLAND MI)
NY
09/21/1998 - 10/09/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/22/1994 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
08/13/1993 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/08/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 10/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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