Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Lennox has been in the financial services industry since 1991. Troy is currently registered with Cambridge Investment Research Advisors, Inc. in Delaware, Maryland and Texas. Troy also has a history of working with other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Capitol Securities Management, Inc., Fahnestock & Co., Inc., and Edward D. Jones & Co., L.P. Troy is a registered principal and has several product and state exams. Troy holds Series 7, 9, 10, 23, 24, 31, 63, 65, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
06/27/2023 - Present
Cambridge Investment Research Advisors, Inc. (BERLIN MD)
MD
02/17/2006 - 10/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OCEAN CITY MD)
MD
07/28/1994 - 02/22/2006
MORGAN STANLEY DW INC. (OCEAN CITY MD)
VA
11/16/1992 - 08/10/1994
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NY
05/27/1992 - 11/27/1992
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
02/19/1991 - 02/18/1992
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 10/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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