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Troy Dean Houghton

Fidelity Brokerage Services LLC

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About Troy Dean Houghton

Troy Dean Houghton is a financial advisor with over 15 years of experience in the industry. Troy Houghton is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2010. Troy Dean Houghton is also registered with the following state regulators: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Prior to joining Fidelity Brokerage Services LLC, Troy Houghton was employed with Fidelity Investments Institutional Services Company, Inc.

Firm Information

Troy Houghton is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Houghton’s Registration & Firm History

UT

12/03/2010 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

UT

01/01/2008 - 02/10/2009

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

UT

11/05/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 11/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2009

Series 7 - General Securities Representative Examination

BC

Issued 11/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Troy Dean Houghton.
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