Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy David Montgomery is a registered representative with Fidelity Brokerage Services LLC, a firm Troy has been affiliated with since December 10, 1999. Troy is licensed in 53 states and the District of Columbia as a broker. Troy has passed the Series 63, Series 7, Series 9, Series 10, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
12/10/1999 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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