Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Darrock is a financial advisor registered with LPL Financial LLC. Troy has been in the securities industry since August 8, 2017. Troy also has registrations with Mariner Independent Advisor Network, LLC. Troy is a licensed advisor in 10 states including Alaska, Arizona, California, Hawaii, Idaho, Nevada, Utah, Virginia, and Washington. Troy also has a registration with the state of California for Investment Advisor activities. Troy can provide financial planning, portfolio management, and other investment advisory services to individuals, businesses, trusts, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/30/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/09/2017 - 09/01/2021
EDWARD JONES (San Diego CA)
BOTH
Issued 08/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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