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Troy Daniel Washington

Scotia Capital (usa) Inc.

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About Troy Daniel Washington

Troy Daniel Washington is a financial professional with over 20 years of experience in the industry. He is currently registered with Scotia Capital (usa) Inc., a firm specializing in a wide range of financial services. Troy holds a variety of licenses and certifications, including the Series 7, 24, 63, 79 and SIE exams, demonstrating a strong foundation in the securities industry. With a broad scope of experience and expertise, Troy is committed to delivering personalized and effective financial solutions to clients.

Firm Information

Troy Washington is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Washington’s Registration & Firm History

NY

02/01/2011 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/01/2008 - 01/24/2011

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

06/25/2003 - 12/04/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/11/2002 - 12/09/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2024

Series 24 - General Securities Principal Examination

BC

Issued 04/03/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Troy Daniel Washington.
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