Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Dallas Roth is a financial advisor with over 15 years of experience in the financial services industry. Troy Dallas Roth is currently registered with Tiaa-Cref Individual & Institutional Services, LLC in Mechanicsburg, Pennsylvania. Troy Dallas Roth previously worked for NYLIFE Securities LLC and MetLife Securities Inc. Troy Dallas Roth holds a variety of licenses and certifications, including Series 6, 7, 24, 53, 63 and 65. Troy Dallas Roth has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Troy Dallas Roth specializes in financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
05/02/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (MECHANICSBURG PA)
PA
03/09/2012 - 04/04/2014
NYLIFE SECURITIES LLC (HARRISBURG PA)
PA
10/21/2008 - 02/16/2012
METLIFE SECURITIES INC. (CAMP HILL PA)
IA
Issued 03/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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