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Troy Dale Pearson

Independent Financial Group, LLC

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About Troy Dale Pearson

Troy Dale Pearson is a registered representative and investment advisor representative with Independent Financial Group, LLC. Troy has been in the securities industry since 1997. Troy is registered in California and has passed the Series 63, 66, 52TO, 53, 55, 57TO, 99TO, SIE, and 7 exams. Prior to joining Independent Financial Group, LLC, Troy was employed by WS Griffith Securities, Inc. and Sentra Securities Corporation. Troy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

Troy Pearson is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Troy Pearson’s Registration & Firm History

CA

07/01/2014 - Present

Independent Financial Group, LLC (SAN DIEGO CA)

CT

05/09/2001 - 06/09/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

AZ

01/06/2001 - 04/02/2001

SPELMAN & CO., INC. (PHOENIX AZ)

AZ

11/16/1998 - 04/02/2001

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

06/10/1997 - 11/16/1998

UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)

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Licenses & Designations

BOTH

Issued 06/30/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/27/1998

Series 4 - Registered Options Principal Examination

BC

Issued 09/24/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Troy Dale Pearson.
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