Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy D. Stephens is a financial advisor with J.p. Morgan Securities LLC, based in Redondo Beach, CA. Troy D. Stephens has over 15 years of experience in the financial services industry, having worked with a variety of firms including E*TRADE SECURITIES LLC, SCOTTRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and TD AMERITRADE, INC. Troy D. Stephens is licensed to provide investment advice in California. Troy D. Stephens specializes in investments, retirement planning, and financial planning. Troy D. Stephens offers a variety of services, including portfolio management, financial planning, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
05/03/2022 - Present
J.p. Morgan Securities LLC (REDONDO BEACH CA)
CA
08/03/2016 - 04/21/2020
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
11/19/2015 - 07/18/2016
SCOTTRADE, INC. (LOS ANGELES CA)
CA
03/09/2012 - 03/20/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORBA LINDA CA)
CA
10/31/2007 - 03/05/2012
TD AMERITRADE, INC. (RANCHO CUCAMONGA CA)
CA
03/31/2006 - 10/25/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CORONA CA)
BC
Issued 05/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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