Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Carlson is a financial advisor with over 20 years of experience in the financial services industry. Troy is currently registered with Wells Fargo Advisors Financial Network, LLC and holds both Series 63 and 65 licenses. Troy also holds the Certified Financial Planner designation. Troy has a history of working with clients from a range of backgrounds including individuals, high-net-worth individuals, charitable organizations, corporations, pension and profit-sharing plans, and state or municipal government entities. Prior to joining Wells Fargo Advisors, Troy was registered with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. Troy specializes in a range of financial services including financial planning, portfolio management, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/17/2020 - Present
Wells Fargo Advisors Financial Network, LLC (COLORADO SPRINGS CO)
CO
01/01/2008 - 01/17/2020
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
CO
06/14/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLORADO SPRINGS CO)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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